SEC Compliance

We can help you comply with SEC reporting requirements under the 1934 Act, filing Form 10, Form 10SB, Form 10-K, Form 10-KSB, Form 10Q, and most other filings with the SEC, including Forms 3, 4 and 5 , Schedule 13D, etc. We can also assist in insider trading compliance issues and Sarbanes-Oxley compliance.

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Disclaimer
It is important to understand that Steve Roberts is licensed to practice law within the State of Louisiana only. Therefore, this web site and its contents are not intended to be solicitations for legal work or to provide legal advice to those located outside of the State of Louisiana, or who have claims or potential claims pending outside of the State of Louisiana. The rules of ethics that governs lawyers requires that lawyers be licensed to practice in every state of which they intend to practice law or dispense legal advice, etc. Thus, please be advised that Steve Roberts is licensed only within the State of Louisiana, but within the State of Louisiana is licensed to practice in all State and Federal Courts located therein. This web site does not constitute legal advice in any form, but instead provides generalized information only. Read the web site and interpret the contents at your own risk and peril.